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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Channel Islands, Edinburgh, South West, more...
EUROPE UK, Luxembourg, Ireland, France, more...
USA New York City, Jersey City, San Francisco, Stamford, more...
RoW China, Singapore, UAE, Australia, more...
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31-60 of 510 Jobs Company Location Date
Investment Compliance Consultant
Witan Jardine
Salary: £50000 - £650...
UK-London 08 Oct
- Boutique portfolio manager requires an Investment Compliance Consultant to work with the Head of Compliance.
- Impleme...
Special Purpose Vehicle (SPV) – Team Leader
Indigo City
Salary: Up to £70k
UK-Channel Islands 08 Oct
Leading Private Bank based in Channel Isles seeks an individual with a working knowledge of Special Purpose Vehicles (SPV's)...
Senior Compliance Manager
AP Executive
Salary: Excellent
UK-Channel Islands 08 Oct
Our client is one of Europe's leading alternative asset management organisations, providing investment services for instituti...
Operational Risk Senior Manager
JCW Search
Salary: 50-80k + Bonus
UK-London 08 Oct
Senior Operational Risk Manager required by big four consulting firm.
Senior Compliance Officer
Not Disclosed
Salary: £60,000 to £80,000
UK-London 08 Oct
A Senior Compliance Officer is required for a global leader in software and processing solutions, which includes the world's...
Research Associate – Executive Search
Whitehead Mann
Salary: Attractive Package
UK-London 07 Oct
Research Associate - Consumer, Banking and Insurance, London Research Associate - Referencing and Due Diligence, Leeds
Compliance Director
Nelson Scott Limited
Salary: Neg
UK-South West 07 Oct
Due to continued expansion, this regional Accounting group, that incorporates Financial Services,Investments and Corporate Fi...
Compliance Analyst
Morgan McKinley
Salary: Up to 60,000 dependent up...
UK-London 07 Oct
We have an excellent opportunity for a compliance candidate with Monitoring and Review experience within a financial services...
Senior Control Room Officer- Investment Banking.
Morgan McKinley
Salary: Excellent
UK-London 07 Oct
A leading, global investment bank requires an experienced Compliance specialist to join their Advisory and Central Compliance...
Banking Lawyer
Morgan McKinley
Salary: COMPETITIVE
UK-London 07 Oct
A well established financial institution in the City is looking for mid-level banking and finance lawyers to join its Corpora...
KYC analyst (German speaking)
Morgan McKinley
Salary: up to 45k dependent upon...
UK-London 07 Oct
Our client, a leading investment bank requires a German-speaking KYC analyst to join a dynamic team of 9. This role will requ...
Control room officer
Morgan McKinley
Salary: competitive
UK-London 07 Oct
Our client, a leading docklands-based Investment bank is currently recruiting a control room officer to join their team of 4,...
European Pooled Funds Compliance Manager
Morgan McKinley
Salary: Highly Competitive
UK-London 07 Oct
A global leader in asset management is looking for a compliance manager within the retail function of their European Investme...
SENIOR CREDIT DERIVATIVES LAWYER
Morgan McKinley
Salary: !!EXCELLENT!!
UK-London 07 Oct
Senior Credit Derivatives lawyer sought for investment bank with strong emerging markets focus.
Investment Compliance - AD
Morgan McKinley
Salary: Highly Competitive
UK-London 07 Oct
A global asset management house is looking for an experienced compliance professional to join its Investment Compliance team....
Compliance Director - Lloyd's Broker - Exclusive
Not Disclosed
Salary: £65,000 + generous bonus...
UK-London 07 Oct
We are exclusively instructed by our client, an established Group with a strong balance sheet incorporating a Lloyd's broker,...
Compliance Executive - Fixed Income & Equity
Not Disclosed
Salary: £40,000
UK-London 07 Oct
This is an excellent opportunity for a compliance executive to join a global investment management house.
Banking Finance Lawyer
Société Générale - UK
Salary: Not Displayed
UK-London 07 Oct
This is a newly created role, due to an increase in workload for the Legal Department and in line with the proposed expansion...
Compliance Officer (Director)
Deutsche Bank
Salary: Highly Competitive
UK-London 07 Oct
Major Coverage responsibilities: GME Sales & Trading Business Lines: Emerging Markets (trading, sales, & structuring)...
Commodities Lawyer
Morgan McKinley
Salary: COMPETITIVE
UK-London 07 Oct
Commodities lawyer sought by market leading financial institution.
Senior Compliance Manager
Change
Salary: £on application
UK-Edinburgh 07 Oct
Prestigious Investment Managers based in the heart of the City have a senior opportunity within their Compliance function. Wi...
AML Team Leader (Investment Bank)
FSS
Salary: £40001-80000
UK-London 07 Oct
AML Team Leader

FSS are working with one of the worlds leading Banking organisations that is currently recruiting...
MLRO - Investment Banking
FSS
Salary: £40001-80000
UK-London 07 Oct
Money Laundering Reporting Officer, Investment Banking

FSS are currently working with a leading international b...
Practice Lead – Risk Management, Regulatory and Compliance – Consulting - Financial Services
S&H Consulting
Salary: Base to circa £150K+ Exce...
UK-London 07 Oct
Leading Financial Services Consultantcy seeks Pratice Lead for Risk Management, Regulatory and Compliance. Clients include re...
ENFORCEMENT MANAGER
McGregor Boyall
Salary: £ EXCELLENT TAX FRE...
UK-London 06 Oct
Prestigious Dubai based financial services institution currently seeks a Regulatory Enforcement Manager able to act in the ab...
Specialist Reporting Controller
Barclays Global Investors
Salary: Competitive
UK-London 06 Oct
The role will require a strong technical accountant with the experience&presentational skills to take control&develop reporti...
Senior Counsel VP
State Street
Salary: Excelllent + benefits
UK-London 06 Oct
State Street is looking for a Senior Counsel VP
Paralegal - London (City)
State Street
Salary: Excelllent + benefits
UK-London 06 Oct
State Street is looking for a paralegal to work for the State Street Global Markets legal team, and additionally to assist th...
Investment Compliance Officer – Sentinel
ConinghamLee Ltd
Salary: £45k
UK-London 03 Oct
Company: Our client is a subsidiary of a well known UK based Investment bank with over £4billion funds under management.
Risk and Compliance Manager for the Financial Services Practice
PricewaterhouseCoopers Be...
Salary: competitive salary
Belgium-Brussels Region 03 Oct
As Risk and Compliance Manager for the Financial Services Team, you will advise and assist our financial services clients in...
Jobs: Compliance / Legal (31-60 of 510 Jobs)
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